Yisrael Binyamin Goldstein (CRD# 2983230, Registered Principal, Spring Valley, New York)

Investment Advisor and Broker/Dealer Fraud, Mismanagement and Misrepresentation Lawyer, Russell L. Forkey, Esq.

December, 2010:

Yisrael Binyamin Goldstein (CRD #2983230, Registered Principal, Spring Valley, New York) submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Goldstein consented to the described sanction and to the entry of findings that he failed to respond to FINRA requests for information and documents. (FINRA Case #2007008158202).