2011 Enforcement Actions

Florida Securities Fraud Litigation and Arbitration Attorney Russell L. Forkey, Esq.

On this post, the reader will find copies of relevant 2011 State of Florida, Department of Financial Regulation enforcement actions that we believe may be of some interest to investors. Please keep in mind that the documents set forth below are for informational purposes only. If you have any questions concerning any information contained on this post, you should consult with a experienced attorney.

If you would like to review any of the final orders referenced below, please follow the highlighted link.

Billy Michael Smith.

Deutsche Bank Securities, Inc.

Donald Miles Scheiber.

FSC Securities Corporation.

Howard Manuel Schnoll

James Paul Birmingham, Birmingham Investments, and Birmingham Capital Advisors, Inc.

Jeffrey Donner.

John Kent Thurston.

Lisa Marie Croyle

Michael Andreas Boensch.

Michael C. Morgan.

Michael Hunter Barber and Barber & Associates Financial Group d/b/a Barber & Associates.

Raymond Richard Koenigs.

Robert William Crane.

Rustin Reed Jordan.

William Roger Leach.

Work Financial Group, Inc.