Articles Posted in SEC Defense

South Florida, including Boca Raton, Fort Lauderdale and West Palm Beach SEC Defense Attorney: Securities and Exchange Commission v. Michael J. Moore, Civil Action No. 2:15-cv-01865 (D. Nev.) SEC Charges Las Vegas-Based Accountant with Violating SEC and PCAOB Orders On September 29, 2015, the Securities and Exchange Commission filed a complaint in the U.S. District…

Delaney Equity Group, LLC. – South Florida SEC Subpoena Enforcement Defense Attorney Securities and Exchange Commission v. Delaney Equity Group LLC, Civil Action No. 15-cv-81384 (S.D. Fl.) The Securities and Exchange Commission recently announced that on October 7, 2015, it obtained an emergency court order preventing Delaney Equity Group LLC (“Delaney”), a registered broker-dealer headquartered…