Articles Posted in 2022 FINRA Enforcement Actions

Recently, the Financial Industry Regulatory Authority (FINRA) issued an Order Accepting Offer of Settlement in which Della Rosa was barred from association with any FINRA member in all capacities. Mr. Della Rosa’s last FINRA association was with Corinthian Partners, LLC. Without admitting or denying the allegations, Della Rosa consented to the sanction and to the…