Articles Posted in Investor Alerts

SEC v. Jeffrey L. Mowen, et al., Case No. 2:09-cv-00786-DB/PMW (D. Utah) August, 2012: CONVICTED PONZI SCHEME OPERATOR JEFFREY L. MOWEN ORDERED TO PAY OVER $18,000,000 IN SEC ACTION The Securities and Exchange Commission announced today that the United States District Court for the District of Utah entered a final judgment against Jeffrey L. Mowen,…

What are the risks of investing in municipal bonds? As with any investment, investors who buy municipal bonds face a number of risks. The purpose of this post is to provide a general discussion of some of these risks. The post is being provided for educational purposes only and is not designed to be complete…

What are municipal bonds? If you are a novice investor, you may have various questions concerning what are municipal bonds. The pupose of this post is to provide general information relative to answering this question. It is being provided for educational purposes only. Thus, is it not designed to be complete in all material respects.…

Financial Statements Required by Florida Law for Company Shareholders. Florida Statute 607.1620 labeled “financial statements for shareholders” sets forth the legal requirements that must be satisfied, by a Florida corporation, concerning its responsibility to provide financial statements to its shareholders. This disclosure requirement is significant for it provides stockholders with the necessary information to determine…

CPA or Accountant Opinion and Its Significance: This post is designed to provide the reader with general educational information concerning the significance of a Certified Public Accountant or Accountant Opinion generally and specifically when considering an investment. Please keep in mind that this information is being provided for informational purposes only and is not designed…

April, 2012: Invest Wisely: In our continued effort to educate the investing public about various aspects of the securities markets, we are providing the below information. Because this information is being provided for educational purposes only, it should not be relied upon as providing legal or investment advice. Moreover, it is not intended to be…

April, 2012: In our continued effort to educate the investing public about various aspects of the securities markets, we are providing the below information. Because this information is being provided for educational purposes only, it should not be relied upon as providing legal or investment advice. Moreover, it is not intended to be complete in…

Leveraged Precious Metals Fraud, Misrepresentation and Mismanagement Arbitration and Litigation Attorney, Russell L. Forkey, Esq. March, 2012: CFTC Issues Consumer Advisory Alerting Public to Possible Precious Metals Fraud Recently, The U.S. Commodity Futures Trading Commission (CFTC) issued a Consumer Advisory warning to the public to beware of promises of easy profits to be made from…

March, 2012: Recently, Securities and Exchange Commissioner Luis A. Aguilar’s chief of staff gave a speech to The American Retirement Summit which deals with the plight of senior citizens as targets for financial abuse. We felt that this speech was so significant dealing with seniors and financial abuse, we have set forth the full release…

March, 2012: In our continued effort to educate the investing public about various aspects of the securities markets and fraudulent activity associated therewith, we are providing the below information. Because this information is being provided for educational purposes only, it should not be relied upon as providing legal or investment advice. Moreover, it is not…