Articles Posted in Online Trading Fraud

Mismarked Option Orders and Execution Priority – South Florida Option Abuse Litigation and Arbitration Attorney SEC Recently Announces Charges for Spoofing and Order Mismarking The Securities and Exchange Commission today announced fraud charges against three Chicago-based traders accused of circumventing market structure rules in a pair of options trading schemes. The SEC Enforcement Division alleges…

Boca Raton, Florida – Fraudulent Day Trading Scheme FINRA Arbitration and Litigation Attorney: SEC Charges Unregistered Broker in Tampa Area With Stealing From Investors in Fraudulent Day Trading Scheme The Securities and Exchange Commission recently charged an unregistered broker living outside Tampa, Fla., with stealing investor funds as part of a fraudulent day trading scheme.…

You have heard of the word fishing but what about its cousin “phishing.” Please read below to gain valuable knowledge about what “phishing” is and how to protect yourself. Watch out for “phishy” emails. The most common form of phishing is emails pretending to be from a legitimate retailer, bank, organization, or government agency. The…

South Florida, including Miami, Hollywood, Davie, Margate, Fort Lauderdale, Pompano Beach, Deerfield Beach and Boca Raton, on-line negligence, breach of contract and breach of fiduciary duty FINRA Arbitration and Litigation Attorney: How to Protect Your On-line Presence: Let’s hope this never happens to you: You have a few free minutes so you decide to go…