Articles Posted in SEC Enforcement Actions 2016

Joseph Andrew Paul, John Ellis, James Quay and Donald Ellison – Boca Raton, Florida Elder, Senior and Retirement Investment Fraud Litigation and Arbitration Attorney The Securities and Exchange Commission recently announced that it has charged four individuals in a fraud whose victims included seniors who were solicited at “free dinner” investment seminars in Florida. The…

Gregory Jones – South Florida Fraudulent Offering Documents Litigation and Arbitration Attorney Securities and Exchange Commission v. Gregory G. Jones., Civil Action No. 4:15-CV-438-A (NDTX) Court Orders Nearly $2 Million Judgment from Attorney Who Defrauded Investors The Securities and Exchange Commission recently announced that a federal court has ordered a nearly $2 million judgment from…

Guy Gentile – Boca Raton, Florida Penny Common Stock Fraud Litigation and Arbitration Attorney Securities and Exchange Commission v. Guy Gentile, Civil Action No. 16-CV-1619 (JLL) (D.N.J.) SEC Charges New York Man with Conducting Penny Stock Manipulation Schemes On March 23, 2016, the Securities and Exchange Commission charged Guy Gentile, a resident of Putnam Valley,…

Arcturus Corporation, et. al. – Boca Raton, Florida Fraudulent Oil and Gas Investment Litigation and Arbitration Attorney Securities and Exchange Commission v. Arcturus Corporation, et al., Civil Action No. 3:13-cv-04861-K (N.D. Tex.) Promoters of Fraudulent Oil and Gas Investments Found Liable On All Claims The Securities and Exchange Commission recently announced that a federal court…

Gregory Ruehle – Boca Raton, Florida Unregistered Broker and Securities Fraud Attorney SEC Charges Oceanside Man with Defrauding Investors and Acting as an Unregistered Broker-Dealer Securities and Exchange Commission v. Gregory Ruehle, Civil Action No. 3:16-cv-00366-AJB-MDD (S.D. Cal., filed February 11, 2016) The Securities and Exchange Commission (SEC) recently charged an unregistered broker in Oceanside,…