FINRA, SEC and CFTC Rules

Experienced Securities, Commodities and Precious Metals Fraud and Misrepresentation Arbitration and Litigation Lawyer Russell L. Forkey, Esq.

FINRA, SEC and CFTCrules form critical standards that governsecurities and commodities transactions and help to protect investors. It is important for you to understand these regulations and to stay current on changes to the FINRA rulebook and CFTC and SEC regulations. Consequently, we have decided to provide the reader with selective proposed, adopted and relevant rules and regulations relating to the protection of investors. Please keep in mind that the rules referenced on our site are not complete in all material respects, might be amended or revoked by the respective agency. Thus, you should also make reference to the actual published rule. Consequently, the information provided should not be relied upon as legal advice. If you have any questions, you should consult qualified legal counsel.

Attorney Russell L. Forkey has dedicated more than 30 years of his career to helping investors pursue and obtain resolutions for their securities, precious metalsand commodities disputes. At our law firm, we spend necessary time, energy and resources to protecting our clients’ rights.

With extensive courtroom, arbitration and mediation experience and an in-depth understanding of securities, commodities and precious metalslaws, our firm provides all of our clients with the personal service they deserve. Handling cases worth $25,000 or more, we represent clients throughout Florida and across the United States, as well as for foreign individuals that invested in U.S. banks or brokerage firms. Contact us to arrange your free initial consultation.