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Attorney Profile
Russell L. Forkey
Practice Areas
Securities Litigation & Arbitration
Securities Arbitration
American Arbitration Association Arbitration
FINRA Arbitration
NFA Arbitration
Broker-Dealer Fraud and Misconduct
Broker-Dealer Misrepresentation
Broker-Dealer Fraud
Insurance Fraud
Unsecured Bonds
Commodities or Precious Metals Fraud
Commodities Futures Trading Commission (CFTC)
Leveraged Contracts and Violations of Section 19 of the Commodity Exchange Act
Reparations Proceedings
Commercial Litigation
Federal Litigation
Breach of Contract
Fraud
Intentional Interference With an Advantageous Business Relationship
Negligence
Negligent Misrepresentation
Violation of Federal Statutes
State Litigation
State Breach of Contract
Breach of Fiduciary Duty
State Fraud
State Intentional Interference With an Advantageous Business Relationship
State Negligence
State Negligent Misrepresentation
Violation of State Law
Contracts and Other Disputes
Account Stated and Open Account
Breach of Oral Contract
Breach of Written Contract
Civil Conspiracy
Enforcement or Defense Relating to a Written Guaranty
Equitable Liens
Fair Value – Business Valuation
Florida’s Deceptive and Unfair Trade Practices Act (FDUTPA)
Implied Covenant of Good Faith – Breach of Contract
Novation of an Existing Contract
Option Contracts
Oral Modification of Written Contract
Preliminary and Permanent Injunctive Relief
Right of Florida Shareholders to Inspect Corporate Records
Statute of Limitations – FAQs Promissory Note
Written Contracts – Specific Performance
Elder Abuse / Financial Fraud
Abusive Sales – Churning
Certificates of Deposit or Bond Scams
Charitable Gift Annuity Scam
Diminished Financial Capacity
Durable Power of Attorney Elder Senior and Retirement Financial Abuse and Exploitation
Elder, Senior and Retirement Financial Abuse and Exploitation Relating to Variable and Fixed Annuities
Equity Indexed Certificates of Deposit
FAQs About Financial Abuse Exploitation
Florida Adult Protective Services Act
High Pressure Sales Seminars
High Return or Risk Free Investments
High Risk Investment Scams
How to Report Senior, Elder and Retirement Financial Abuse and Exploitation
Investment Advisor Services
Know Your Rights When Receiving a Cold Call
Prime Bank Schemes
Promissory Note Scams
Promissory Note Scams Focusing on Seniors and Retirees
Sale and Leaseback Contract Scams
Variable Annuity Abuse
Investment-Related Information
After-Hours Trading and Its Risks
Bond Indenture
Brokerage Account Transfers
Bullion Trading Group
Charitable Contribution Fraud Schemes
CUSIP – What Is It?
Excessive Trading – Churning
FINRA, SEC and CFTC Rules
Forex Trading – Foreign Currency Exchange
Form ADV for Investment Advisers
Fraudulent and Misleading SPAMs
General Suitability Issues
Income Investing
Information Available to Investment Company Shareholders, Such as Mutual Funds and Unit Investment Trusts
Investment Adviser FAQs
Investment Risks
Leveraged and Inverse ETFs
Municipal Bond Trade Information
Municipal Bonds Risks and Other Considerations
Municipal Securities Markets – How They Work
Nationally Recognized Statistical Rating Organization
Oil and Gas Offerings – Boca Raton, Florida Oil and Gas Investment Fraud and Misrepresentation Attorney
Online Investment Newsletters – Real or Fake?
Opening a Brokerage Account
Prime Bank and Other Related Bank Frauds
SIPC Securities Investors Protection Corporation
Social Media, the Internet and Securities Fraud and Misrepresentation
Stock Losses – Fraud or Broker Misconduct
Structured Settlements
Transactions (Trades) in Three Days: T+3
The Art of the Pump and Dump
The Use of Risk and Margin
Transfer Agents
Unregistered Securities Offering – Red Flags
Securities, Commodities and Precious Metals Terms
Asset Allocation and Mismanagement
Asset Backed Securities Fraud
Balance Sheets
Bid and Ask Prices Spread
Board of Directors Duties and Responsibilities
Bond Characteristics
Bond Mutual Funds
Bottom Down and Top Up Investment Strategies
Broker Dealer Confirmations
Broker Dealer Registration
Cash Accounts
Cash Flow Statements Accounting Malpractice
Certificates of Deposit
Charitable Gift Annuity
Churning Activity
Churning and Excessive Trading
Deferred Variable Annuity Suitability
Emerging Market Risks
Exchange Traded Funds Basics
FAQs About Corporate Bond Negligence
Financial Statements, Negligence, Fraud and Misrepresentation
Fixed Deferred Annuities
Fundamental Analysis
Futures Contracts on a Commodity
Hedge Funds
Income Statement Accounting Negligence and Fraud Attorney
IPO – Initial Public Offering
Joint Venture
Life Settlements – What Seniors Should Know
Margin Accounts
Margin Rules for Day Traders
Market Limit, Stop and Day Orders
Microcap Stocks
Municipal Bonds
Mutual Fund Breakpoints and Refunds
Mutual Funds
Nontraded Business Development Companies (BDCs)
Oil and Gas Partnerships Beware
Option Terminology
Preferred Stocks
Price / Earnings Ratio
Private Placements Risk vs. Reward
Prospectus – What Is It and How to Read It
Purchaser Representative
Qualitative Analysis
Ratios – Another Way to Analyze Investments
REITs – Publicly Registered Non-Traded vs. Exchange Traded
Reverse Convertibles
Reverse Mortgages
Review of Operations Annual Report
Rule 144 FAQs
Rule 144 Stock
Spot Metal Prices
Subaccounts – Variable Annuities
Suitability
Technical Analysis
Underwritings – Firm Commitment vs. Best Efforts
Unit Investment Trusts (UITs)
Value Investing
Variable Annuities
Highlights
Has Your Broker Been Sued For the Same Thing That Has Happened to You
Has Your Broker Been Sued by FINRA – Part 1
Has Your Broker Been Sued by FINRA – Part 2
Has Your Broker Been Sued by FINRA – Part 3
Common Stock Terms
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Does the United States Securities Laws Protect Foreign Investors?
George Abbott Berry, Registered Representative, Tuscaloosa, Alabama
Henry Horace Godbee IV aka Chad Godbee (CRD 4536422), Registered Representative, North Little Rock, Arkansas
SEC Enforcement Actions – Part 1
SEC Enforcement Actions – Part 2
Securities, Commodities and Precious Metals Matters
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News of Interest to Seniors
Advantage Metals LLC, Advantage Metal Advisers LLC and Advantage Metals Holdings LLC
JP Morgan Securities LLC FKA J P Morgan Securities Inc to Pay $153,600,000 to Settle SEC Claim
Northern Trust Fined $600,000 for Failure to Supervise
SEC Charges Morgan Keegan and Two Employees With Fraud Related to Subprime Mortgages
Securities Commodities and Precious Metals News for Foreign Investors
South Florida Arbitration & Litigation Lawyer Blog
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Practice Areas
Securities Litigation & Arbitration
Commodities or Precious Metals Fraud
Commercial Litigation
Elder Abuse / Financial Fraud
Investment-Related Information
Securities, Commodities and Precious Metals Terms
Highlights
Has Your Broker Been Sued For the Same Thing That Has Happened to You
Has Your Broker Been Sued by FINRA – Part 1
Has Your Broker Been Sued by FINRA – Part 2
Has Your Broker Been Sued by FINRA – Part 3
Common Stock Terms